The BOP Has Finally Issued a Policy Governing Lockdowns. What Impact Will It Have?
In May, the federal Bureau of Prisons published a new policy on lockdowns and modified operations – an action that both PERA and More Than Our Crimes have advocated for due to the excessive use of these practices. We convened a group of people with lived experience (as a BOP employee, prisoner or advocate/visitor) to assess the pros and cons and likely impact of the policy. This is an edited transcript.
My name is Pam Bailey. I am a co-founder and managing director of More Than Our Crimes, which advocates for individuals at federal prison. Although I have never been in myself, I talk to hundreds of them all the time. So, clearly, I’m coming at it from the point of view of all the stories I’ve heard about people who have experienced the reality of being on the prisoner side of this equation.
My name is Robert Barton. I’m the co-founder of More Than Our Crimes and also the executive director. And I’m coming at this from the perspective of a person who was incarcerated at the age of 16 years old, and who served over 20-odd years in a penitentiary/USP setting. I just got out last year, so this is a very recent experience for me.
I’m Dale Chappell. I did just under 14 years in medium, to low, to administrative custody in a medical center. At this point, my full-time job is to work with attorneys and their clients on prison preparation, release prep and post-conviction matters.
I’m Sam White*. I worked for more than 30 years with the Bureau of Prisons, from case manager to warden.
I’m Jack Donson. I’ve worked directly with people incarcerated in federal prison for 38 years, 23 as a case manager and other capacities in the BOP. As founder of the federal Prison Education and Reform Alliance, we educate and support the justice community, people in prison and their families.
Lockdowns vs modified operations
PAM: We’re here today to talk about a new policy that was issued by the BOP in May. This is the first time that there has been a formal, written policy governing both lockdowns and modified operations.
I’ve been pushing for a formal policy for a while now. One of the things it does is define just what lockdowns and modified operations are.
Lockdown: A total cessation of normal institution operations to maintain or restore the safety and security of an institution, staff, and inmates.
Modified operations: A precise, temporary security measure within a correctional institution, allowing for targeted restrictions in specific isolated areas while maintaining standard activities in unaffected areas of the institution.
That’s important because a lot of times, it has seemed that prisons used “modified operations” as a way to avoid saying there was a lockdown. I’m aware of several prisons that have been using modified operations as an ongoing situation, not the temporary, location-focused restrictions described in the new policy. For example, for a long time, FCI McKean was locked down every day at 5:45 p.m.
JACK: I agree. I believe modified lockdowns have been a way to circumvent reporting requirements. Sam, am I correct? When it was just “modified,” you wouldn’t have to notify the regional office?
SAM: You’re spot on. The regional directors put out guidance that says a total lockdown has to be reported. But if you do a modified or lock down only one unit, you don’t have to notify anyone.
The policy lists examples of acceptable reasons for imposing a lockdown, including power outages and serious assaults on inmates or staff. You can shut things down until you can figure stuff out, but you also must have a plan for bringing operations back up. Good institutions were already doing that.
Modified operations are anything short of that and, in the policy, are not prison wide.
ROB: That wasn’t the case when I was at USP Coleman 1. “Modified” meant we were allowed some type of movement but not locked down all day. It was prison-wide though. I remember that from November of 2024 all the way to probably April of 2025, we were under modified operations. What that looked like was that we didn’t come out on the weekends, and during the weekdays, depending on the day or the staff, we came out for an hour and a half for the morning or evening shift… They usually said it was due to short staff, but sometimes they claimed there were too many people in the SHU and they couldn’t send any more there.
When I first came to the BOP, there was no such thing as a modified lockdown. When they locked down after an incident, they locked down and then let you right back up when the investigation or whatever they had to do was done. Today, for some reason, they feel like they feel like they must gradually ease you back into regular programming.
For example, when we finished a 30-day lockdown, the top tier would come out for an hour and then the bottom tier came out. Then we’d be down the rest of the day. The next day, we’d have a little bit more time out. We’d repeat that until we were fully out.
Reasons for limiting movement
JACK: Two observations: First, PERA has been looking at this issue as an organization for quite a while, and we’ve always considered modified operations as circumventing reporting requirements. Second, the two most common reasons cited these days for locking down or instituting modified operations is staff shortages and the SHU is full. Well, notice that this new policy doesn’t address those issues. Why not? I think it’s a little disingenuous.
SAM: I’m looking at the new policy, and it gives examples: Major disturbances or riots, escapes or suspected escapes, violent incidents, critical infrastructure failures, extreme weather, contagious disease outbreaks, mass contraband searches, ongoing investigations, and broad publicity security events. An important caveat though: The sentence before those examples says, “lockdowns or modified operations may be initiated for various reasons. Some examples include but are not limited to….”
ROB: That gives wardens leeway to do the things that Pam was asking about. Basically, the warden has the discretion to do whatever he wants to do, honestly.
Another common reason for lockdowns has been punishment. They don’t like what someone did, so they punish everyone for the actions of a few. It’s supposed to be a teaching moment: If you do this, this will happen. But in actuality, that didn’t change anything because we became conditioned to certain types of punishment, including lockdowns.
PAM: Dale, did you experience or do you hear about this kind of thing in the prisons that you were in or that you’re hearing about now from people inside?
DALE: I’m hearing similar things like you said, such as lockdowns after the 4:30 p.m. count. FCI Oakdale was doing it every weekend because of so- called “short staffing.” Guys have to go to lunch during a controlled move. They go get their food and go back to their cells. Yet they tell me they see 16 staff members lining the sidewalk. How is that short staffed? What they’re seeing is not lining up with what they’re being told. I hear that Oakdale has stopped that for now because somebody was able to get word to people on the outside and then region came in and said, “This is not supposed to be happening.”
JACK: I’m not saying we can take credit for this as an organization, but I’m constantly reporting this stuff to BOP officials. I’ve been reporting like crazy lately.
Impact and accountability
PAM: So now that we have this policy, what will happen “on the ground,” since so many other policies are not followed by staff? Also, in light of these gaps that appear to be written into the new policy?
SAM: I don’t think short of staff is going to be an acceptable reason to lock down anymore. Wardens are going to be directed to fix that. It’s hard to hire more people, but what they can do is shift people around. One of the prisons I was at lost a lot of officers. And what happened was that when the remaining officers bid on their posts, none of them wanted the evening watch shift.. So what management had to do was, the next time they put posts up for bid, they pretty much took away all day-watch slots on the roster. They assigned secretaries, case managers, counselors and department heads to cover those, so the officers were forced to work evenings and mornings. Of course, that pissed them off even more, which probably is the reason they lost even more staff then. But they had to find a workaround to avoid the gaps.
The point is this: If you’re short staffed, you have to rotate people around. Even if the union is reinstated, department heads don’t have bargaining rights. I know FCI Schuylkill did it for years. Department heads worked 4 p.m. to midnight and midnight to 8 a.m., just to relieve some of the overtime burden on the institution. But then, when you do stuff like that, you wind up losing your department heads because that’s not what they signed up for. Plus, you’re paying someone at GS-12 pay to do a GS-6 job. Still, you’re covering a shift and this way you can keep normal operations going. The wardens who aren’t creative are the ones who are failing.
JACK: Pam, you made me think about something. You asked if staff would follow this policy since they are so noncompliant with others. On the one hand, I think this policy should reduce lockdowns because of the accountability mechanisms written into it.
Each institution’s captain must document all lockdowns and modified operations via [a new] Monthly Lockdown and Modified Operations Tracking Log and submit it monthly to the Correctional Services Branch, Central Office.
But now I’m wondering…Since short staff and full SHUs aren’t addressed, will staff feel they can continue to do it and not have to report it as a lockdown? The problem with policies, while being good and needed, they won’t be followed if there’s no direct enforcement or repercussions for not doing so. We’ve seen that over and over.
ROB: There’s a lot of policies that aren’t followed. I’ve had officers and wardens tell me, “We don’t have the manpower to do these programs or implement this and that… Congress is mandating all these things, but they’re not giving us the funding to do it so we can’t do it.” Until there’s some repercussions or somebody who will make them follow through with the policies, I don’t feel it will be done to the extent that they need to be done.
PAM: That raises a question: The accountability that’s built into this policy is monthly reports, along with staff using Truscope [an electronic logbook] to track their actions.
If a lockdown exceeds three days, a mental health professional must visit affected units at least weekly to assess inmate well-being. These rounds should be documented electronically in the TRUSCOPE program by the completing staff member. In addition, department heads or a designee must visit each locked down or modified area at least once per week and document the round electronically in the TRUSCOPE program. Department heads will conduct meaningful rounds, observing all assigned inmates in the area to address any concerns related to their department. During lockdowns and modified operations when general population inmates are secured in their cells, housing unit officers must observe each inmate once per hour, not to exceed 60 minutes in between rounds, and the rounds must be documented electronically in the TRUSCOPE program.
My question is twofold: Am I being too cynical when I wonder to what extent can we rely on staff being honest on the forms? And also, are they going to dedicate time at the central office to actually review all these forms and do something with them?
SAM: Generally, yes, people are truthful when using Truscope. Is everybody perfect with it? No. Do people forget to log stuff in? Yeah. Is it intentional? I never saw anybody deliberately falsify something.
JACK: Let me piggyback on that. The policy says department heads have to log in on Truscope during the lockdown and that this will be the accountability. It’s my understanding that the new camera systems allow somebody in the regional or central office to look at the footage any time. So, they literally could monitor in real time or after the fact. Correct?
SAM: That’s the intent. But remember, the institutions aren’t that old, and they don’t yet have the bandwidth as far as networking and computer access goes to do all the stuff they want to do. Especially now that you have wireless tablets coming in for the inmates. There’s a lot of stuff going on that’s destroying the bandwidth. Video takes a ton of bandwidth.
PAM: To what extent, then, will filing monthly forms turn into real accountability?
ROB: I agree that’s an issue, but one thing I do have to say: I know from talking to guys at Coleman, which was locked down all the time when I was there, and they say it’s not happening anymore. They’re out and doing all the programming they’re supposed to do. Even when an incident happened, they weren’t locked down to the extent that they usually were. And I’m hearing this from other institutions too. So something is working.
SAM: I agree. There was a pretty serious assault on staff at USP Canaan. But they were back up within an hour.
Culture change
PAM: I’m still hearing about lockdowns and modified operations at some prisons, so I’ll withhold the kudos for now. But regarding where it’s better: Is this the new BOP administration’s influence? I doubt it’s the policy yet. We need to understand what’s working so that whatever it is, it doesn’t shift back when there is a change in leaders, etc. I’m going to be watching to see how consistent it is over time. What’s important is to change the culture, not just the policy. I’ve heard too often from Rob and others that you can have a good warden and then another warden comes in and it changes right back.
Is this the new BOP administration’s influence? I doubt it’s the policy yet. We need to understand what’s working so that whatever it is, it doesn’t shift back when there is a change in leaders, etc. I’m going to be watching to see how consistent it is over time. What’s important is to change the culture, not just the policy. I’ve heard too often from Rob and others that you can have a good warden and then another warden comes in and it changes right back.
For example, the policy very deliberately says, “Department heads will conduct meaningful rounds, observing all assigned inmates in the area to address any concerns related to their department.” The word “meaningful” is very subjective. Clearly, it’s in there to make a point but how do you enforce that? I hear a lot about “drive-by” rounds by psychologists and other staff during lockdowns – in other words, scooting past the cells without stopping.
JACK: That’s a good point on culture. Sam is old school like me. The Bureau of Prisons was at one time a role model; it ran things right. Unless there was a serious stabbing or a gang-type incident, we didn’t lock down. When we did, the goal was to get right back up again. We didn’t want the lockdowns, because then we had to feed everyone! We had to prepare the bag lunches and deliver the meals. Over the years, though, lockdowns became a crutch and was used more and more and people became desensitized.
ROB: To Jack’s point, I think lockdowns became a crutch – a way to do less work or to modify programming and then it became the norm. No one seemed to consciously think about it as a choice. That’s why this type of advocacy work is important. Lockdowns shouldn’t be normal. It’s basically warehousing people and diverting them from rehabilitation, and that’s not helping anybody.
Potential pitfalls
JACK: I have to say, though, that there are some insane things in this policy that make absolutely no sense. It says staff must see every inmate every hour. That means 24 counts. But what happens at 10 o’clock when the prison is locked down until 5 in the morning? They’re not going to see every inmate every hour.
ROB: And every inmate doesn’t want to be seen. I don’t want you banging on my motherfucking door in the middle of the night!
JACK: And what about a hot meal every day? I respect that, but how are they going to pull that off?
ROB: At Coleman they managed to do that. The cops brought it to us on carts. Of course, by the time we got it, it was only lukewarm. But it’s not really the temperature that matters. At least it’s food, compared to bologna or peanut butter and jelly, which we get a lot of on lockdowns. USP Hazelton (West Virginia) serves these pre-made, pre-packaged sandwiches that they heat up and say that’s your hot meal. But just because it’s hot doesn’t make it real food.
PAM: I hear from a lot of other prisons that they don’t get hot meals. It’s peanut butter and more peanut butter. Sam, what do you think about how doable this is?
SAM: We did it, but we didn’t do it until probably about a week or so into a longer lockdown. We were down for six weeks once after an officer was murdered and we started serving hot meals probably about a week or so into it.
PAM: The lockdown policy also says that the Health Services Administrator at each prison “must establish and implement a procedure to ensure access to routine sick calls,” as well as mental health services and subspecialty consultations, both inside and outside. I hear that doesn’t happen now.
ROB: That’s impossible to do, honestly.
JACK: We used to have the PAs come to the unit and do a drive by to see who they really needed to see on sick call. They decided at the window [in the cell] whether you’re going to go to the hospital or not. But now, that isn’t happening.
PAM: What else isn’t realistic?
JACK: I think the Truscope logins by the unit managers is probably not going to happen. BOP policy says unit managers should attend team meetings [with inmates]. They don’t. And even three showers a week in a lockdown situation…I don’t know. That’s manpower, man.
SAM: Yeah and consider this: There’s an overtime piece to this as well. Lockdowns are expensive. You’re spending more money on food because those lockdown meals are more expensive than just a normal hot meal. Staff are cooking all the food. Staff are then putting the food on trays and pushing all those food carts from food service over to the housing units. Those same staff go door to door to door with an officer because the officer’s got the keys. He has to crack the food slot [in the cell doors], drop off the food and the drinks, lock it back up and then later collect the trash. It’s very staff intensive.
PAM: Why did they do it then? Why have they locked down so much?
SAM: That’s a great question.
ROB: Because Sam is sitting in his office and doesn’t have to come down there and do it because he’s the warden and he wants to punish the compound. Or, he’s the captain and doesn’t care if the officers have to do this work, so that’s what they’re going to do until he says it’s time for us to come up. And a lot of times, Sam isn’t there during the whole lockdown. He’s at his home and doesn’t have to worry about that until somebody calls him.
SAM: Oh, that wasn’t me. I was pushing carts up the hill and in on weekends making rounds. Every lockdown, I made rounds and checked on what was going on.
PAM: It’s crazy that lockdowns have been so common given what you just said. Jack, short staffing is cited so often as the reason, but you question whether that’s really the issue.
JACK: Well, consider Coleman. Ever since they constructed it, staffing was always an issue because it’s such a behemoth of a prison complex. But it hasn’t always been locked down like it was recently. And right now, they’re hemorrhaging officers. But Rob says they’re making it work now.
When you have good lieutenants managing the [staff] roster, everything runs smoothly. They’re proactive. With this one lieutenant, I used to say, “How come when you’re doing the roster, everything just flows?” And he would say, “Look, it’s not rocket science. You just must be organized and coordinated.” But when someone else was managing the roster, medical trips got cancelled and it was a disaster. A lot of it is management and accountability, like everything else.
PAM: One of the other requirements in the new policy is that each prison must develop their own local institutional supplement spelling out how they’re going to implement it. I noticed there’s no deadline for doing that and that makes me sort of skeptical because policies are always so out of date for so long.
SAM: A deadline should be imposed by the regional director. Each prison must have its own supplement because a lot depends on the size. FCI Fort Dix, for example, is a behemoth with 4,000 inmates, but Loretto only has about 1,200. Plus, there are different medical and mental health care levels. It’s a challenge to write a policy that fits everyone.
DALE: Honestly, I’m a bit skeptical that this policy will bring big change. It’s filled with “at the warden’s discretion” and “the warden may.” It’s all about the warden or the designee. That designee could be the captain or the lieutenant. That also means it will be tricky to challenge it with a grievance if it’s not followed, because of the vagueness.
JACK: Not to mention there’s no bold blue CFR language. Program statements ordinarily include code of federal regulation language that’s blue, and the agency has historically tried to abide by that. So, the policy the way it is now is not law and it’s not regulation.
ROB: It’s written vague for a reason.
DALE: Exactly. Policies are almost always vague because there must be some room for decision making and that sort of thing. But if a federal employee has discretion, then it’s viewed under a different standard if it comes to litigation.
Bottom line: I don’t trust the BOP one bit. When new policies come out, I always read them with a lot of doubt because I’ve never seen the BOP follow its policies. There’s one thing I do like, though – that even modified operations must be reported. That could help limit things like lockdowns after four o’clock count or on weekends. I also hope that means it will give people more access to programming.
ROB: As I said, I’m hearing that lockdowns are decreasing. That gives me optimism. I also like the fact that they now must report it, including modified. A lot of times we would be locked down, and the region wouldn’t know anything about it. So, wardens could leave us locked down for however long they wanted to. But now there’s a lot of extra work they have to do if they lock down.
At the same time, I’ve lived on the other side of this for decades and I know that a lot of times, staff just don’t follow policies. They don’t think there will be consequences if they don’t. A resident of these institutions must jump through so many hoops to try to get some type of relief that the average person is not going to try, and staff understand that.
PAM: I want to add, from the point of view of somebody who’s been a visitor, that this policy is sorely needed. One of the last times I tried to visit Rob when he was still in, I got all the way down there and spent $800 on airfare and hotel and rental car, only to find out the morning of the visit that they were locked down. I like that this policy says, “Institutions must maintain normal visitation schedules to the greatest extent possible. Total visitation restriction must only be implemented as a last resort.”
But I also want to make this point: I think these monthly reports, or an analysis of them, should be made public. After all, we don’t have the ombudsman’s office that was supposed to be funded under the Federal Prison Oversight Act.
JACK: I think it’s interesting that the new form that must be completed monthly is not on the BOP’s public website, despite the talk of transparency and accountability. Why don’t they want us to see the form? We’ve already submitted a FOIA request for that.
My opinion on the overall impact of this new policy: It’s going to make things better because staff will be more conscious of why they are imposing a lockdown. And inmates have something to litigate with if necessary.
PAM: Sam, do you think the union will object to this policy if it is reinstated by the court?
SAM: Most definitely, yes. Any internal policy must go through the union for negotiation, and what this one does is create a ton of work for every housing unit officer. For example, they have to put their eyes on every inmate every hour during a lockdown. They must serve a hot meal every day, etc. I noticed that there are some typos in the policy, and I may be wrong, but it appears to me that the BOP pushed this policy through fast in case the union is reinstated. They’re trying to get stuff done before the union comes back on board.
PAM: One last thought: Culture is hard to change. It’s known in the corporate world that what you’re incentivized to do is what you do. I’m thinking wardens should be evaluated in part on keeping lockdowns low.
SAM: Things don’t get broken overnight. And a new policy that just came out a week or two ago isn’t going to change anything overnight. It’s going to require about a decade for staff to learn a different way of doing it. But it’s up to the executive staff, the wardens and the associate wardens to enforce the policy and do it the right way. And over time, culture will change.
*This name is a pseudonym, since he wants to preserve his BOP relationships.







