BOP Explores Privatization on Multiple Fronts 

The BOP appears to be betting on privatization to solve some of its money and staffing woes. It recently published RFPs looking for contractors willing to take over the prison network’s health care (including psychology services), food serviceand commissary.

This raises concerns for me, because 1) the very few companies large enough to take on the BOP often don’t have good track records (think Aramark), 2) private contractors means less accountability (think RRCs!). It’s also ironic that the BOP included in its next year’s budget proposal (see below) money for retention and recruitment bonuses to attract and keep health care personnel. What medical professional would want to join an agency that may privatize that function? 

We will be watching the progress on the RFPs carefully.

Meanwhile, we took a closer look into the BOP’s FY 2027 Performance Budget Congressional Submission. This is an annual process and this year’s request includes a narrative with an overview of the administration’s thought process on salaries and expenses, referred to as “S & E.”  Some of the inclusions are telling:

Highlights that caught my eye include an increase of $766 million for program costs, allocated to some of the more controversial and (too often) dysfunctional aspects of the BOP. These include an expansion of RRCs (halfway houses-$106 million), outsourcing of mail processing to cut down on drug introduction ($46 million); greater use of telehealth ($4 million); and the replacement of the out-of-date medical records system (BEMR-$81.7 million). The latter request doesn’t make sense considering the recent RFP to outsource medical services. 

It will be interesting to see if this administration’s stated prioritization of the First Step Act and its professed commitment to transparency are matched in how the monies are actually spent, which is often not the case. Comments from rank-and-file staff in closed BOP Facebook groups are predominately negative. The common theme is that things at ground zero are even worse than under Director Collette Peters: There is more staff augmentation (the use of all staff to cover correctional officer posts to make up for gaps), and less attention paid to management accountability than to line staff. And, of course, many staff members are still griping about being led by a former inmate (Deputy Director Joshua Smith). Remember, culture eats strategy for breakfast! With the win of the 

Meanwhile, the BOP is reportedly continuing to hemorrhage medical and psychology personnel. I zoomed with a BOP psychologist who recently resigned from a federal complex. He described pressure from the central office to misrepresent clinical treatment notes to bring them into compliance with external audits. He said the financial incentives he was offered to stay was not worth the stress. 

Here are some specific questions and thoughts that came to mind when I reviewed the BOP’s budget request:

RRC expansion

The BOP is not the only culprit in the First Step Act implementation disaster when it comes to the shortage of pre-release custody options (RRC/HC). The FSA was passed in 2018 and was not properly funded from its inception. Shame on the legislators for repeating the same mistake they made in 2007 when they passed the Second Chance Act. That law increased maximum RRC eligibility to 12 months but the BOP ran out of contract beds almost immediately.  Lessons not learned! 

Mail scanning and legal communication

Directly related to one of our other areas of focus is the $46 million allocated for offsite inmate mail-scanning and attorney-client emails.  This allocation attempts to solve the persistent flow of contraband by following in the footsteps of many states and sending all inmate mail to a for-profit company that will scan and send a digital copy of each piece of mail to inmates’ tablets – when they are eventually delivered. As Smith visits prisons, he seems to be creating an expectation that all these tablets are just sitting in a warehouse ready to be delivered as soon as tomorrow. However, I am not holding my breath; the services he is promising – email, video visits, educational content – are complex. Still, the addition of tablets that can be used for communication purposes would be a positive game changer, provided the necessary bandwidth and infrastructure are available and reliable. The BOP has fallen so behind in technology in general, compared to even some state and private systems. I hope the BOP sets strict limitations on when staff can impose use can be taken away as punishment, especially for low and moderate incident reports. 

What concerns me about the mail-scanning allocation is that these third-party services often further delay mail delivery and deprive inmates of the tactile pleasure of physical mail – while not reducing the flow of contraband. You can’t tack a letter or photo that comes in via tablet onto the wall.

As for the proposed special email channel for attorneys and their clients, the cryptic proposal for a secure online platform raises a lot of questions and concerns. We train federal defenders around the country and one of the most frequent complaints is indifference to unmonitored legal communication. While the BOP does an average job at facilitating legal calls in pre-trial detention centers, the agency’s handling of legal calls in post-conviction facilities is obstructive, inconsistent and indifferent.  While unmonitored legal email communication seems like a practical solution at first glance, the attorneys I speak with question the confidentiality, given the BOP’s lack of integrity. The agency is ignoring the increased need for post-conviction communication created by the First Step Act, such as compassionate release litigation and 2241s (given the violations in implementation of the law regarding time credits). 

Updating the agency’s electronic medical records system (BEMR) is long overdue, but will be a difficult undertaking, given the lengthy and burdensome government procurement processes. And expanding telehealth to “emergency room specialty services” is a slippery slope and a bit concerning if it prevents prisoners from getting comprehensive care available at a local hospital. 

On the Alcatraz front, we’d like to suggest that the $152 million dollars for the environmental impact study could be spent better elsewhere. Spending money to investigate using Alcatraz for a prison once again demonstrates a blind allegiance to presidential whims at the expense of common sense! 

A few weeks ago, we published an updated report card on the new BOP administration and despite the stream of press releases issued by agency heads, the system appears to be getting worse based on the complaints we receive from around the country. The rank-and-file staff are the backbone of the agency, so when you lose them, you lose the agency. Like the previous administrations, there’s been little progress in addressing incompetent management that seems to get a pass at the expense of line staff. The reality on the ground doesn’t coincide with all the polished reform rhetoric.  

BOP Administration Report Card: the Good, the Bad and the Ugly

There has been a lot going on in the federal prison world as the new BOP administration attempts to address numerous organizational deficiencies that have festered for decades. In October, I offered my initial thoughts on the performance of BOP Director William Marshall (shown above) and Deputy Director Joshua Smith. But those were still early days, and it’s time for another look: 

The Good

Bold and decisive action is needed and some of the administration’s early efforts can be characterized as such. The rhetoric and optics are on point, provided Marshall and Smith consistently follow through with action. 

  1. Smith has followed through on his commitment to visit many individual prisons personally, and we’re hearing that he usually talks to inmates as well as staff members. And while “listening campaigns” are ordinarily spin cycle events with minimal results, some of the on-site visits resulted in actions taken to address issues raised by the incarcerated people he talked to. For instance, some people whose transfer requests had been denied tell us that the deputy director intervened, and the decisions were reversed. Others tell us that Smith gave them waivers that allowed them to receive FSA credits, despite their medium recidivism risk. Still others said that after Smith intervened, they received longer pre-release (halfway house) placements. 
  2. After President Trump’s allocation of $4 billion to address the massive infrastructure maintenance backlog across the system, Deputy Director Smith acted by centralizing about 2,000 facility staff members across the system under his supervision and holding an “industry day” earlier this year, which private sector experts heard from BOP employees about the agency’s most pressing needs. In addition, more inmates are being trained and certified as electricians etc., then paid at rates competitive with UNICOR jobs
  3. There also appears to be more of a focus on rehabilitation, programs and specifically the involvement of justice-involved people.  For example, Deputy Director Smith has invited two formerly incarcerated authors and self-improvement speakers to address inmates across the prison system: Michael Santos of Prison Professors and Damon West.
  4. On a related note, Smith has said that inmates across federal prison will be provided tablets that can be used for both family communication and educational programming. We are waiting to see when that happens and what is actually offered.
  5. It is also a very positive sign to see the BOP host an industry day for manufacturers of body-worn camera technologies. As the BOP reported on its website:  Participating vendors will demonstrate their solutions and discuss potential applications that support the Bureau’s goals, including improved documentation of staff actions…” And in a media interview, Marshall said, “I think [bodycams] could be absolute game changer when it comes to making sure our officers are doing the right thing.” PERA has strongly advocated for the use of bodycams for correctional officers. They are particularly needed in the more dysfunctional institutions with staff cultures that promote inhumane treatment and civil rights violations.
  6. I have long bemoaned the dozens of BOP policies that are out of date or not available on the bureau’s website at all. Finally, Director Marshall is prioritizing these core documents and has updated and issued 30 of them. the recent issuance of over 30 program statements was positive, although we haven’t yet done a deep dive into the specifics of the update. Now, the BOP must figure out a way to assure that staff follow those policies. 

The Bad

However, there are some disappointments as well. There has been little action on the “low hanging fruit” we previously wrote about, such as reducing the cultural barriers to unimpeded communication between inmates and their lawyers, systemic administrative remedy obstruction by staff, and inconsistency in lockdown and MAT practices. 

  1. If the director made legal communication a priority by issuing specific written guidance to the field, that issue could be corrected overnight.  Instead, the frequency of frustrated legal communication has increased. That is simply unacceptable …and correctable.
  2. Likewise, allowing inmates to initiate administrative remedies over the Trulincs system via an electronic cop out would go a long way to expediting the process and allowing progress to be tracked.  In addition, making remedy forms available to inmates without counselors acting as gatekeepers would alleviate the frustration of the population and foster better staff-inmate communication. 
  3. And finally, criteria are haphazard or missing altogether for full and modified facility lockdowns, as well as the implementation of MAT. For the former, a policy is needed that spells out when and how they should be implemented. And for the latter, financial constraints should not decide who receives treatment for their addiction or which treatment they receive. After practically forcing people to accept injections due to the rampant diversion of Suboxone, the agency reversed course due to the cost of the injections and switched nearly everyone to the strips. The result: Diversion is alive and well. In the summer of last year, the BOP removed from its website the clinical treatment guidelines for MAT, titled “Opioid Use Disorder: Diagnosis, Evaluation and Treatment” (dated August 2021). It only recently posted a new document, which fails to spell out guidance governing implementation within the BOP. 

The Ugly

  1. Case manager training and responsiveness is horrendous and unacceptable. It amazes me how little today’s case managers know and the indifference they display toward inmates who looking for answers. One of the most frequent complaints we hear from prisoners continues to be the lack of access to staff and the indifference they experience when they finally get to interact. For example, unit managers are not attending team meetings as required in BOP policy. As a result, unit team meetings, which are the most important element of unit management, are superficial and broken. For example, unit managers do not attend team meetings and team meetings aren’t held as intended. Instead of organizing the required meetings, staff often just slide a paper under an inmate’s cell door. This is counterproductive to rehabilitation and negatively impacts facility safety. 
  2. Likewise, both medical and mental health care are systemically inadequate, in part because staffing shortages continue. Look no further than the recent letter to the BOP from the House Committee on the Judiciary and a document obtained via a recent FOIA request (and posted on our website) documenting extensive medical and psychology staff vacancies (10 psychologists at USP Leavenworth, for example!). We recently zoomed with a former BOP psychologist who resigned earlier this year who told us the entire complex he worked at was down to four psychologists. His resignation was due to the stress associated with being unable to fulfill his clinical responsibilities, as well as pressure to falsify clinical treatment notes to maintain program review compliance. It’s easy for regional and central staff who work in the “crystal palaces,” some of whom have never worked in a prison, to apply such pressure. We also just received a report that FMC Devens has no permanent doctor on staff and is rotating in professionals from other facilities to cover their responsibilities. This may sound dramatic, but these are life-and-death issues that deserve more priority. 
  3. The administration’s response to these shortages has, in part, been a downgrading of medical and psychological care levels. Meanwhile, the 2019 clinical directive on medical and psychological care levels remained on the website until it was finally replaced with a new version in October (and not posted on the BOP’s website until March!). That is the opposite of transparency. 
  4. Like it or hate it, the termination of the BOP’s collective bargaining agreement with the employee union early in the administration has caused an internal revolt; I’m hearing terms like “quiet quitting,” and the most popular comment we hear from line staff regarding the administration is that it is a dumpster fire. Rank-and-file employees are the backbone of the agency; when you lose them, you lose the agency. 

It is still early days for this new administration, given the enormity of the problems facing the BOP.  The optics are good and some substantive action has occurred. But in the end, we will judge the administration when the repeated complaints of civil rights violations decrease significantly.   

BOP Finally Begins Updating Ancient Policies

Ever since BOP Director William Marshall terminated the agency’s collective bargaining contract with the union, I’ve been waiting for a barrage of policy updates. After all, the union allegedly was one of the most significant barriers to new and updated policies. However, there was minimal movement on the issue until early March, when 10 policies dated February 26 hit the agency’s public website. Another 23 were dropped several weeks later, all dated March 19.  

Reintegration Units

Of the first 10 revised policies, there are only two of interest from a correctional programs perspective. The first is an update to PS 52801.01 Reintegration Units. Previously, there had only been an operations memorandum (which expired in 2017), not a formal policy. As one RU resident at USP Atwater told us, “The rules are now pretty much the same as how they were running it. But now it’s in black and white so they can’t just make up things as they go along. And if they don’t do something that’s in the rules, such as putting us in for transfers to medium-level facilities at 24 months, we can file and quote the program statement chapter and verse.” He added that he likes that the new program statement makes it clear that the captain and SIS officer are authorized to remove people removed from the RU if they repeatedly cause problems. “We had a guy that kept going to the SHU for having a knife but they would just let him come right back to the unit,” he wrote. “Now he’s being sent to another facility, so he won’t cause problems for the inmates here who are trying to do the right thing.”

Employee Misconduct

Another policy change that is significant, but in a potentially negative way, is PS 1210.06 Office of Internal Affairs. This one is a bit comical to read at first, since staff has always been required to report any misconduct by other staff members that they observe. Yet based on the nature of many emails sent to our organization, it does not appear most BOP staff members are adhering to the reporting rules. If they did, I’m certain augmentation would grow exponentially given the exodus of staff – both voluntarily and by termination.

What is worrisome is that a section labeled “Alternatives to Investigation” allows wardens the option to informally resolve Classification 3 allegations of staff misconduct themselves, without referring them to the OIA for investigation. [The new policy calls it a “misconduct diversion program.”] Although Class 3 allegations are considered as “ordinarily having a lesser impact on the institution,” these types of misconduct include failure to follow policy, inattention to duty and unprofessional conduct – all of which can be serious. While this change could mean that problems are resolved more quickly than under the previous policy, it also means that no public record or higher-office notice will exist for the issues reported and the employees involved may not be disciplined or learn the required lesson. 

‘Director’s Discretion’ and FSA credits

In the most recent list of updated policies, I’m disappointed in PS 5162.06 Categorization of Offenses. The revised policy updates the list of statutory offenses considered violent, based on the First Step Act. Unfortunately, it also continues to include the controversial “Director’s Discretion” exemption, which – if used – will preclude early release from prison after completion of RDAP under 18 USC 3621(e). When “director’s discretion” is applied, the BOP is allowed to deny early-release benefits for uncharged behavior associated with an individual’s conviction. For example, if a person’s pre-sentence report states that someone possessed a gun at the time of his crime, but he was not charged with gun possession and his sentence wasn’t even enhanced, he could still be denied early release after completing RDAP. 

Note that unlike the Second Chance Act, the FSA does not reference the director’s discretion authority. However, I have long been concerned that the BOP would invoke it to make it difficult for inmates with medium and high recidivism risk to receive FSA time credits. That concern led me to reach out to BOP staff; I received the disturbing email below on April 6.  Be forewarned! 

Mr. Donson: 

It is our understanding that the section regarding “Director’s Discretion” MAY affect FSA credits. Once DSCC updates the FSA-disqualifying offenses, those deemed appropriate, based on Section 4, will be ineligible for FSA. FSA eligibility based on current offense utilizes offense codes for automatic exclusion.  We will not know how this affects discretion cases until the ineligible offenses are updated. Currently, if an offense is ambiguous or does not match the exclusionary offense codes, it is sent for a second review by Legal. Our office expects this to continue, as well as to include the Director’s discretionary factors.  

 I hope I’m actually answering your question.  This is as much as we know, at this point.

Other updated policies of interest included those for Secure Mental Health Units, Suicide Prevention Program, Sexually Abuse Behavior Prevention and Intervention Program,  Life Connection and Threshold Programs, Records and Information Management Programs, Physical Capacity for Bureau Facilities and Request To Staff, Inmate.

The BOP actually has many sound policies that merely need an updated review and a public posting, for the sake of transparency. The real problem is for management to figure out a way to force staff to follow them! That can only happen with staff accountability, transparency and leadership. I’m not holding my breath.   

The New BOP Administration Assessed: So Far, So Good

I have been critical of BOP operations based on what I see at the ground level, especially over the past few years. But while I am skeptical of some of their press releases, photo ops and listening tours, the new administration has been responsive to the issues we have brought to its attention. It’s the first administration that hasn’t ghosted us and has acted on issues we bring to their attention. We are encouraged that some of their early emphasis is on issues we focus on and write about – mainly leadership!

For example, one of my criticisms has been how wardens are chosen on their ability to follow rather than lead and have far too much power.  When the agency was progressive, the leadership consisted mostly of college-educated professionals with a correctional programs background and orientation. However, during the tough-on-crime era and build-out of the federal prison infrastructure, the emphasis became incapacitation rather than treatment. This, in combination of the difficulty to filling positions, lowered the bar for candidates and created conditions that were ripe for abuse.

That’s why I was encouraged to see Director Marshall make warden selection and training a priority, acknowledging that promotions based on a resume and “who you know” are a disservice to everyone.

I am personally aware of people who could barely put two sentences together having their subordinates write their applications for leadership positions. It’s toxic when combined with the “daddy” system – in which yes men and women follow their sponsors around the system, then into the private sector of the prison-industrial complex. Wardens should not be given carte blanch authority like an unchecked king.

I was also heartened by Deputy Director Smith’s video about increasing the monthly telephone minutes available to prisoners from 300 to 510. To be honest, that should have been the case for a while now, since it was called for by the First Step Act. And while he’s at it, I would like to see more telephones and computers installed in the prisons, due to the increased demand generated by this change. This is especially true in the high-security facilities, where they are locked down so frequently and the telephones are controlled by certain cars.

I’d also like to note that a blog post published on the BOP website indicated the Director Marshal and Deputy Director Smith recently visited the Colorado Supermax (ADX) prison. Unlike the releases issued for previous visits, this announcement didn’t reference any interaction with the inmate population. We hope they did meet with a few of them or at least reviewed the status of the people held there. There have been many individual in the ADX for long periods who policy dictates should have been stepped down to alternate housing.  The façade of inmate program reviews at the ADX should be looked at by the administration, just as it should examine the practice in mainstream prisons, where a paper is slid under a cell door to suffice as a program review. 

Missing from the BOP press releases is any talk of the Federal Prison Oversight Act and the independent ombudsman that is so needed as a check on internal abuses. PERA stands ready to offer support of and feedback on such an ombudsman once it’s created.

Bottom line: The new administration is saddled with the remnants of the dysfunctional management dumpster fire that took hold over the past few decades. And I remain skeptical of the reform efforts until I start seeing more proof on the ground, but so far so good.

Prison Unions: a ‘Two-Edged Shank’

The dramatic move to terminate the master union agreement by the new bureau administration caused quite a stir in BOP land this week. I am an AFGE-CPL Local 33 member and have paid yearly dues since retirement. I’ve both negotiated one of the master agreements on the union side of the table and occupied management positions, so I can speak to lived experience on both fronts.

I want to say at the outset that I’m strongly in support of employee rights — including a BOP union and a master agreement that encompasses all the locals. The focus of PERA is primarily the need for reform of the bureau and the slow and painful evolution of BOP management. However, the union has often acted as an impediment to reform. And that’s partly why the new BOP management terminated the union contract. (President Trump paved the way, however, when he issued an executive order in March, citing a provision of the 1978 Civil Service Reform Act to ban unionization at most federal agencies under the auspices of national security. Intense litigation has ensued, but federal appellate courts have—with one exception—allowed the administration to proceed with implementation while those lawsuits work their way through the courts.) In a blog post on the BOP’s website, Bureau Director William Marshall said he “comes from a pro-union family,” but “when a union becomes an obstacle to progress instead of a partner in it, it’s time for change.” 

He is right that some union officials are their worst enemies and often act as obstacles to needed change. It was widely reported that resistance from the union, and her fear of it, was a major roadblock for former BOP Director Collette Peters.  And I certainly witnessed poor judgement when I worked inside: For example, union officials  would often leave their posts, allegedly for official union business, but mostly hung out in the office, etc. Meanwhile, other workers had to cover their posts  a real problem when there is a severe staffing crisis. Another concern I often hear about is the yearly trips to conferences by local union officials on the members’ dime, which appeared to involve more partying than meaningful business.

Unions also have a track record of overly protecting rogue staff and deliberately slow-walking approval of new policies. (Union officials are part of the review process when policies are updated and can invoke the right to negotiate if they believe the policy update will affect its members – which many  will, since they staff the prisons.) This has historically caused significant delays in policy implementation but also gave dysfunctional BOP management a reason to maintain the status quo and blame the union for the inertia. This lack of progress on policy revisions has increased the BOP practice of managing by internal memoranda, which are frequently not publicly available (in contrast to official policies). A stark example of this is the policy governing placement in halfway houses (residential reentry centers, or RRCs), which has not been updated for nearly 30 years despite significant changes in the law (the Second Chance Act of 2007 and most recently the First Step Act of 2018).

However, dysfunction in the union/management relationship also occurs on the management side. Consider the process through which negotiations and other communications occur between local bargaining unit officials and management. When I was involved in negotiating the master agreement, workers were represented predominately by correctional officers and a few other line staff members, who sat across from a warden, associate warden and several department heads. That puts GS-8 correctional officers in a precarious position, since they must deal with people several levels above their boss. Political suicide often occurs, and management intimidation can impact negotiations, with one misstep wrecking a person’s career in the BOP “good ol’ boy” network (where promotion is not based on merit but the ability to be a good follower and boot lick).

Unfortunately, union officials predominately reflect the typical law-enforcement mentality of correctional officers, in which incapacitation trumps treatment. I could write a blog post just on this philosophical concept, but it can be summarized as “us vs. them.” In other words, the inmates are the enemy. This dichotomy is unnecessary and makes prisons more dangerous for both staff and the incarcerated. When the agency had stronger leadership in the 1980s and early ‘90s, the mantra was “firm but fair.” But that no longer seems to be the dominant practice, and PERA advocates for changing this mindset from the very beginning, when new hires are oriented at the Federal Law Enforcement Training Academy. Creating positive custodial and treatment relationships foster safe environments for everyone and reduces recidivism.   

Such a behavioral shift requires culture change, as well as real accountability. And the latter won’t be possible unless there is a truly independent ombudsman’s office. Creation of an ombudsman function was included in the recently enacted Federal Prison Oversight Act. However, it has not yet been funded. What a lost opportunity!

Here is a radical idea: Maybe the union rank and file should align with the incarcerated population. Despite the current divide, they share something critical: They are the ones living and working at ground zero of our prisons, and thus bearing the brunt of the risks (think high suicide rates and stress-related medical conditions) while management makes questionable decisions in their central and regional office crystal palaces. 

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